Services

Private Fund & Securities Law

Representative Experience

Assisted with the registration of an exempt market dealer, including preparation of policies and procedures manuals and supporting documentation.

April 2026

Structured and formed an Alberta GP/LP real estate fund in reliance on the offering memorandum exemption under NI 45-106.

March 2026

Represented an exempt market dealer in an OSC compliance review and successfully appealed a Compliance and Registrant Regulation (CRR) determination to the Director.

March 2026