Services

Advising issuers, fund managers, private investment funds and exempt market participants on investment fund formation, securities compliance, offering memoranda, private placements, REITs, MICs, MFTs, GP/LPs,  LP agreements, and exempt offerings under NI 45-106.

Representative Experience

Assisted with the registration of an exempt market dealer, including preparation of policies and procedures manuals and supporting documentation.

April 2026

Structured and formed an Alberta GP/LP real estate fund in reliance on the offering memorandum exemption under NI 45-106.

March 2026

Represented an exempt market dealer in an OSC compliance review and successfully appealed a Compliance and Registrant Regulation (CRR) determination to the Director.

March 2026